Our Compliance Helpdesk gives you access to an experienced team for a rapid response to your compliance queries.
The team not only provides guidance on FSA regulation but also on guidance relating to other legislative bodies, to provide you with peace of mind and help you to remain compliant.
The dedicated Compliance Helpdesk Team are available 9am-5pm Monday to Friday and are able to assist with your day to day compliance queries as well as providing a more broad range of ongoing support.
Here are some of the areas of help the team can provide:
- Practical assistance with the completion of the Retail Mediation Activities Return (RMAR)
- The do’s and don’ts of selling practices
- Data Protection requirements and implications for your business and customers
- Consumer Credit Licence requirements
- Training & Competence requirements in relation to your firm business model and needs
- RDR qualification routes
- TCF pre and post assessment support
- Practical assistance and support on FSA post assessment visit findings
- Reviews of business stationery, advertising material and websites
- Disclosure documentation guidance
Our experienced team is only a phone call away, gain peace of mind today!