Regulation never stands still, so access to clear and up to date guidance is vital for your firm.

Our online Compliance Manual is central to our core compliance support, and enables you to access the guidance you need, when you need it.

Guidance is supported by a wide range of templates, policies and checklists to make it easy to incorporate regulatory requirements into your firm’s operations.

Written and presented in a user-friendly manner, it provides guidance on those crucial compliance areas, such as: Selling practices, Recruitment, Advertising etc as well as less mainstream activities, such as:

• Acting as a discretionary fund manager
• the principles of charging VAT in relation to financial advice
• guidance for non-standard firms, such as BIPRU, APFs and firms holding client money

Ease of access

Accessible via our customer intranet, you can access our Compliance Manual and its extensive and detailed guidance whenever you need to, day or night. A search function, A-Z index and Template Library ensure you can locate the advice you need as quickly as possible.

Keep up to date

Compliance and regulatory bulletins are issued regularly to all our customers, giving guidance on regulatory and legislative hot-topics. These emails are designed to ensure you are always up to date and know what action needs taking at your firm.

View a sample Regulatory Bulletin

Peace of mind

If you want easy access to a knowledge bank of information saving you time, gain unbiased opinions on compliance matters and their implications and ensure you have peace of mind that you are up to date, look no further than our Compliance support.

Keep up to date

Compliance and regulatory bulletins are issued regularly to all our customers, giving guidance on regulatory and legislative hot-topics. These emails are designed to ensure you are always up to date and know what action needs taking at your firm. To receive these emails FREE for one month, email offer@bankhall.co.uk today and sample for yourself the quality of our support.