Protecting your business
Whatever the shape and size of your firm Bankhall offers the level of Compliance support that suits you.
Core Support
We’re constantly reacting to changes in the regulatory environment to ensure you are kept fully up to date with the key requirements.
All Bankhall customers get access to our extensive online Compliance Manual, regular Compliance and Technical bulletins and our Compliance Helpline – who will endeavour to answer your question within 48hours
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In-Person Support
From annual compliance healthchecks and FSA Business risk reviews to role-play assessments and support for newly DA firms, we can come into your business and give detailed feedback within a familiar environment.
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Technical Support
Our highly-qualified technical advisers provide a helpline for all financial planning technical queries.
They offer a straight-forward, non-biased second opinion on a wide range of topics, often relating to a specific case. They love a challenge, so if you have a complex query, they’re the ones to ask.
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Remote Support
Get reassurance that you are remaining compliant with our innovative Remote File Reviews and remote complaints handling services. We also offer Financial Promotions and Business Stationery reviews.
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Direct Authorisation Support
The Authorisation support team consists of experienced individuals who have worked closely with the Financial Services Authority for many years. We offer support with FSA applications for firms/individuals who wish to become directly authorised and post-authorisation permission support for those firms who may wish to complete a variation of permission or undergo a change of legal entity.
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