Compliance is at the heart of our support offering. We are one of the largest independent Compliance Consultants in the UK and our knowledge of the IFA market place is extensive. Unlike many of our competitors we are authorised and regulated by the Financial Services Authority, so we also need to adhere to the standards the FSA expect. We have a very experienced and highly qualified team, many of whom are ex regulators and/or ex Compliance Officers.

As a Bankhall customer you will have access to this team and to our extensive Compliance Toolkit. This toolkit provides an IFA firm with the fundamental Compliance documents and templates you will need. It includes a regularly updated Compliance manual, templates, checklists and weekly email bulletins on regulatory issues and ‘hot topics’ *.

For more information on our Compliance services, please contact our team on 0845 003 0400, OPT.1
or email  bespoke@bankhall.co.uk

*Only available to customers purchasing a monthly package