GO DIRECTLY AUTHORISED

Whether you’re looking to start your own firm, or you’re already an established business looking to take the next step, we'll talk you through the relative merits and risks associated with choosing this business model

How we'll support you

Initial application support

We'll conduct a fact-finding session to help you gather the information and documentation you need — then work with you to upload your application to the FCA's Connect system.

Ongoing application guidance

As your application progresses, we'll be copied in on all email communications between you and the regulator — so we can step in and help with any extra info you need to provide.

Why we're the people to trust

Experience you can count on

Our experienced team has done this time and again for firms just like yours — so you can relax in the knowledge we know the process intimately.

Emotional guidance

Taking the decision to go Directly Authorised is a big step. We're on hand to talk things over if you're second-guessing your plans.

Business plan development

We'll chat through your business plans and share tried-and-tested advice on the best way to work with the FCA, right from the off.

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"Switching from a network provider to being Directly Authorised seemed a very daunting task. But Bankhall took all the stress and work out of it. I would recommend Bankhall to anyone."

Leon Masterman, Masterman Financial Services Ltd

Bankhall is part of the Sesame Bankhall Group — as is PMS, the mortgage club for Directly Authorised firms. Join them and you'll be able to offer your customers an even broader range of product options.

Visit TrustPMS.com

Extra help you didn't know you needed

While your application is progressing, we can help you get ready for life after direct authorisation.

Compliance implementation day

We'll spend the day together to help set up the systems and controls you need to protect your business. Training schemes, complaints procedures, conflicts of interest registers… the list goes on!

Stationery and document review

We'll look at everything — from disclosure documents and letterheads, right down to your business cards — to help make sure they're suitable for issuing after becoming Directly Authorised.

Online skills workshops

We'll ready your team for life in a DA business. From gathering MI data and analysing KPIs, to spotting money laundering indicators and understanding regulatory responsibilities, we cover it all.

Regulatory updates and online resources

You'll get access to our Bankhall Online portal, packed full of tools, support and information, as well as receiving our weekly regulatory updates delivered directly to your inbox.

Get started

Let's have a chat about the support you need, and take it from there.

Learn more about the Bankhall experience

Disclaimer: Firms always remain responsible for their own regulatory compliance, as outlined within Bankhall's client terms. Bankhall cannot guarantee FCA authorisation or processing timescales.