Compliance support for Investment Firms

Supporting Investment Advice

With the regulatory focus on the rise for investment firms, here at Bankhall, our experts are on-hand to help you manage and enhance your firm’s policies, processes and procedures in-line with regulatory requirements.

Discover our solutions, designed to give you confidence in your investment and pension advice processes:

Bankhall Weekly Regulatory Update: Investment & Pensions Edition

Delivered straight to your inbox every week, Bankhall helps you keep up-to-date with the latest regulatory and legislative developments in the investment and pensions markets.

Investment and pensions events

From our hugely popular Professional Development Day series featuring insights from the market’s leading providers, to dedicated Virtual Skills Workshops on topics including pension transfers and business development, Bankhall gives you access to a wide range of learning events tailored to investment advisers.

Learning and development for investment advisers

Bankhall gives you access to a huge variety of investment-focused training and educational resources via Your Learning Hub, from articles and videos to tests and mock exams.

Regulatory expertise

Our teams of regulatory experts work with you to help you understand your regulatory obligations, and to adapt to change. We’ll work with you to develop and deliver the processes that will help your firm demonstrate compliance while streamlining your business model.

Bespoke Solutions for investment firms

In addition to our wide range of tailored support services, you can choose to work with Bankhall’s regulatory consultants on a bespoke basis. If your firm is embarking on a new strategic direction or requires outside support for a large-scale project such as an acquisition or past business review, our consultants will work with you to design, implement and monitor the right solution for you.

Professional indemnity insurance

Working in partnership with Howden Insurance Brokers and their PI team, Bankhall gives you access to an exclusive professional indemnity insurance facility that directly recognises the positive impact of Bankhall’s compliance services on risk management, and offers lower premiums.

Exit strategy planning from The Retiring IFA

Ensure sustainable business growth and manage your risks, to enhance the value of your business.

Paraplanning services from The Timebank

You can’t write business if you can’t engage with your customers.

Websites for the modern day Financial Adviser

Working in partnership with Adviser Portals, Bankhall can give you access to an exclusive discounted full website package which is fully compliance approved which is packed full of information, tools and features at a highly competitive cost.

Financial Planning software

Dynamic Planner and Bankhall work in partnership to bring you a comprehensive financial planning solution. From Risk Profiling to Cash flow planning, access the market leading Dynamic Planner at exclusive discounted rates.

Combine multiple software solutions in to one to save time, licence fees and increase efficiency

Bankhall gives you access to preferential terms with Defaqto for you to utilise their end-to-end financial planning software which combines risk profiling, product, platform, DFM and fund research and reporting as well as the option to add their DC pension switching module.

Transform your business with Intelliflo’s leading business management software

Bigger than a back-office system, Bankhall’s partnership with Intelligent Office gives you access to an entire technology ecosystem which integrates with key fund managers, products and tool providers. Available at an exclusive rate, Intelligent Office is packed full of features and capabilities which integrate all of your business functions into a cloud-based ‘one-stop shop’, to enable you to drive efficiencies within your business whilst building stronger customer relationships.

Get in touch

To find out more about how you could benefit from Bankhall’s investment and pensions expertise, and to talk to us about your specific requirements, call us today on 0345 300 5326, or email the team at [email protected]

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