Compliance services for directly authorised financial advice firms

Compliance

Design a compliance package around your needs

Here at Bankhall, because we understand that your business is unique, we let you build your own compliance package based on the services that are valuable to you.

 

 

Services at a Glance

Access to adviser portal Bankhall Online

Business stationery and disclosure documents review

Complaints handling support

Compliance audit visits

Remote file reviews

Remote risk reviews

Financial promotions review

RMAR support

Compliance Support Unit (CSU) helpdesk

Keep track of your learning and CPD with Your Learning Hub

Moneyworks client-facing magazine

Regulatory bulletins

Suitability Letter Generator

People management and HR support

Access to a range of back-office solutions

Bespoke training programmes tailored to your firm

One of our consultants can help to create your compliance package

Get started with compliance support from Bankhall

Get started with compliance support from Bankhall

To get a quote or to find out more about how you could benefit from Bankhall’s compliance support services, contact us today on 0345 300 5326 or email the team.

Email Bankhall

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